Identify the exact legal entity you would deal with
Brokers commonly operate several companies under one brand, each registered in a different jurisdiction with different supervision and different client protections. The first step is to find out which entity would actually open your account. This is usually stated during signup, in the account agreement, and in the legal or regulatory disclosures on the broker's site. Write down the full legal company name, registration number and stated regulator, because these details are what you will verify in the next step.
- Locate the legal entity name and registration number in the account agreement before you sign anything.
- Note which jurisdiction and regulator the entity claims to operate under.
- Be aware that protections such as compensation schemes and complaint routes differ by entity.
- If the onboarding entity is unclear, ask support to confirm it in writing.

