Identify the exact legal entity behind your account
Brokers often operate through multiple legal entities in different jurisdictions, and the entity that would hold your account determines which regulator, if any, oversees your relationship. Before assuming FCA regulation applies to you, find the legal entity name and registration number in the broker's terms of service, account agreement or website footer. A brand being regulated in one country does not mean your specific account falls under that regulator.
- Locate the full legal entity name in the account terms, not just the brand name.
- Note the company registration number and stated regulatory reference number.
- Check which entity you would actually be contracting with based on your country of residence.

